Authors: Thomas R. Dye
ISBN-13: 9780205757428, ISBN-10: 0205757421
Format: Hardcover
Publisher: Longman
Date Published: March 2010
Edition: 13rd Edition
Formerly Professor of Government at Florida State University, Thomas Dye is President of the Lincoln Center for Public Service. He was University Teacher of the Year in 1987. He holds B.A. and M.A. degrees from Pennsylvania State University, and a Ph.D. from the University of Pennsylvania. Dye is the author of numerous books and articles on American government and public policy. He has served as president of the Southern Political Science Association, president of the Policy Studies Organization, and secretary of the American Political Science Association. Additional information is available at www.thomasrdye.com.
Updated in a new 13th edition and the gold-standard for introductory public policy texts, Understanding Public Policy is designed to provide readers with concrete tools for not only understanding public policy in general, but for analyzing specific public policies.
This new edition focuses on the many policy changes initiated by President Barack Obama, with special attention given to the economic policies addressing the global financial crisis.
Introduces the concepts and models used in political science to describe and analyze public policies, and applies them to such areas as civil rights, criminal justice, national defense, health and welfare, education, taxation, budgeting and spending, intergovernment relations and environmental protection. Updated from the 1992 edition; first published in 1972. Annotation c. Book News, Inc., Portland, OR (booknews.com)
Preface | xi | |
1 | Policy Analysis: What Governments Do, Why They Do It, and What Difference It Makes | 1 |
What Is Public Policy? | 1 | |
Why Study Public Policy? | 3 | |
What Can Be Learned from Policy Analysis? | 4 | |
Policy Analysis and Policy Advocacy | 6 | |
Policy Analysis and the Quest for Solutions to America's Problems | 7 | |
Policy Analysis as Art and Craft | 9 | |
Notes | 9 | |
Bibliography | 9 | |
2 | Models of Politics: Some Help in Thinking about Public Policy | 11 |
Models for Policy Analysis | 11 | |
Institutionalism: Policy as Institutional Output | 12 | |
Process: Policy as Political Activity | 14 | |
Rationalism: Policy as Maximum Social Gain | 16 | |
Incrementalism: Policy as Variations on the Past | 19 | |
Group Theory: Policy as Group Equilibrium | 21 | |
Elite Theory: Policy as Elite Preference | 23 | |
Public Choice Theory: Policy as Collective Decision Making by Self-Interested Individuals | 25 | |
Game Theory: Policy as Rational Choice in Competitive Situations | 27 | |
Models: How to Tell if They Are Helping or Not | 29 | |
Notes | 30 | |
Bibliography | 31 | |
3 | The Policymaking Process: Decision-Making Activities | 32 |
The Policy Process: How Policies Are Made | 32 | |
Identifying Policy Issues: Public Opinion | 33 | |
Identifying Policy Issues: Elite Opinion | 36 | |
Agenda Setting and "Nondecisions" | 36 | |
Agenda Setting and Mobilizing Opinion: The Mass Media | 38 | |
Formulating Policy | 40 | |
Policy Legitimation: The Proximate Policymakers | 43 | |
Policy Implementation: The Bureaucracy | 50 | |
Policy Evaluation: Impressionistic versus Systematic | 54 | |
Summary | 54 | |
Notes | 56 | |
Bibliography | 56 | |
4 | Criminal Justice: Rationality and Irrationality in Public Policy | 58 |
Crime in America | 58 | |
Crime and Deterrence | 61 | |
Does Crime Pay? | 63 | |
Police and Law Enforcement | 66 | |
Federalizing Crime Fighting | 68 | |
Crime and Guns | 69 | |
The Drug War | 72 | |
Crime and the Courts | 77 | |
RICO versus Liberty | 80 | |
Prisons and Correctional Policies | 81 | |
Capital Punishment | 83 | |
Summary | 86 | |
Notes | 87 | |
Bibliography | 88 | |
5 | Health and Welfare: The Search for Rational Strategies | 89 |
Rationality and Irrationality in the Welfare State | 89 | |
Defining the Problem: Poverty in America | 92 | |
Who Are the Poor? | 93 | |
Why Are the Poor Poor? | 96 | |
The Preventive Strategy: Social Security | 99 | |
Evaluation: Intended and Unintended Consequences of Social Security | 100 | |
Social Security Reform? | 103 | |
The Alleviative Strategy: Public Assistance | 104 | |
Welfare Reform | 105 | |
Evaluation: Is Welfare Reform Working? | 107 | |
Homelessness and Public Policy | 108 | |
Health Care in America | 110 | |
Evaluation: Health Care Access and Costs | 112 | |
Health Care Reform Strategies | 114 | |
Summary | 117 | |
Notes | 119 | |
Bibliography | 119 | |
6 | Education: The Group Struggle | 120 |
Multiple Goals in Educational Policy | 120 | |
Battling over the Basics | 121 | |
The Educational Groups | 124 | |
The Federal Government's Role in Education | 128 | |
Educational Reform and Parental Choice | 130 | |
Battles over School Finances | 133 | |
Public Policy and Higher Education | 134 | |
Groups in Higher Education | 136 | |
Reading, Writing, and Religion | 138 | |
Summary | 142 | |
Notes | 143 | |
Bibliography | 144 | |
7 | Economic Policy: Incrementalism at Work | 145 |
Incrementalism in Fiscal and Monetary Policy | 145 | |
Economic Theories as Policy Guides | 146 | |
The Performance of the American Economy | 149 | |
The Fed at Work | 151 | |
Incrementalism and Government Spending | 152 | |
"Entitlement" Spending | 155 | |
Changing Budget Priorities: Challenging Incrementalism | 156 | |
Government Debt, Deficits, and Surpluses | 158 | |
The Formal Budgetary Process | 160 | |
Summary | 164 | |
Notes | 166 | |
Bibliography | 166 | |
8 | Tax Policy: Battling the Special Interests | 167 |
Interest Groups and Tax Policy | 167 | |
The Federal Tax System | 168 | |
Taxation, Fairness, and Growth | 173 | |
Tax Policy and the Special Interests | 176 | |
Compromising with the Special Interests | 179 | |
Return of the Special Interests | 180 | |
Replacing the Income Tax? | 183 | |
Summary | 185 | |
Notes | 186 | |
Bibliography | 189 | |
9 | International Trade and Immigration: Elite-Mass Conflict | 188 |
The Global Economy | 188 | |
Changing Elite Preferences for World Trade | 189 | |
Elite Gains from Trade | 193 | |
Mass Losses from Trade | 196 | |
Elite-Mass Differences over Immigration | 198 | |
National Immigration Policy | 201 | |
Summary | 204 | |
Notes | 205 | |
Bibliography | 206 | |
10 | Environmental Policy: Externalities and Interests | 207 |
Public Choice and the Environment | 207 | |
Environmental Externalities | 210 | |
Interest Group Effects | 216 | |
Environmentalism versus Public Choice Theory | 218 | |
The Nuclear Industry Meltdown | 220 | |
Politicians and Bureaucrats: Regulating the Environment | 222 | |
Alternative Solutions | 224 | |
Summary | 227 | |
Notes | 228 | |
Bibliography | 229 | |
11 | Civil Rights: Elite and Mass Interaction | 230 |
Elite and Mass Opinions and Race | 230 | |
The Development of Civil Rights Policy | 233 | |
Mass Resistance to Desegragation | 235 | |
Busing and Racial Balancing in Schools | 238 | |
The Civil Rights Movement | 240 | |
Public Policy and Affirmative Action | 243 | |
The Supreme Court and Affirmative Action | 244 | |
Mass Opinion and Affirmative Action | 248 | |
Public Policy and Hispanic Americans | 251 | |
The Constitution and Gender Equality | 252 | |
Public Policy and Gender Equality | 254 | |
Abortion and the Right to Life | 258 | |
Public Policy and the Disabled | 261 | |
Summary | 262 | |
Notes | 263 | |
Bibliography | 264 | |
12 | American Federalism: Institutional Arrangements and Public Policy | 265 |
American Federalism | 265 | |
Why Federalism? | 266 | |
Politics and Institutional Arrangements | 268 | |
American Federalism: Variations on the Theme | 270 | |
Money and Power Flow to Washington | 274 | |
Federalism Revived? | 276 | |
Comparing Public Policies of the States | 278 | |
Institutions and Public Policy | 283 | |
Summary | 286 | |
Notes | 288 | |
Bibliography | 288 | |
13 | Defense Policy: Strategies for Serious Games | 290 |
National Security as a Serious Game | 290 | |
Confronting Nuclear Threats | 291 | |
Arms Control Games | 292 | |
Post-Cold War Nuclear Deterrence and Defense | 294 | |
NATO and European Security | 296 | |
Regional Threats to American Security | 299 | |
Terrorism and Unanticipated Threats | 301 | |
When to Use Military Force? | 301 | |
Determining Military Force Levels | 304 | |
The Use of Force: The Gulf War as a Case Study | 305 | |
Summary | 309 | |
Notes | 310 | |
Bibliography | 311 | |
14 | Policy Evaluation: Finding Out What Happens after a Law Is Passed | 312 |
Policy Evaluation: Assessing the Impact of Public Policy | 312 | |
The Symbolic Impact of Policy | 314 | |
Program Evaluation: What Governments Usually Do | 315 | |
Program Evaluation: What Governments Can Do | 317 | |
Federal Evaluation: The General Accounting Office | 319 | |
Experimental Policy Research | 320 | |
Program Evaluation: Why It Fails So Often | 322 | |
How Bureaucrats Explain Negative Findings | 323 | |
Why Government Programs Are Seldom Terminated | 324 | |
Politics as a Substitute for Analysis | 325 | |
The Limits of Public Policy | 326 | |
Notes | 328 | |
Bibliography | 329 | |
Index | 331 |