Authors: Deborah K. Orlik
ISBN-13: 9780131193215, ISBN-10: 013119321X
Format: Paperback
Publisher: Prentice Hall
Date Published: September 2005
Edition: 1st Edition
Preface to Student
Introduction
Rule#1 — Have Integrity
Why Start Here
We’re in Charge of Our Own Profession
Report Violations — The Lawyer’s Duty
Report Violations — The Paralegal’s Duty
How Does This Apply to Me?
Does It Really Apply to the Paralegal?
The Threat of Disciplinary Action
Who Are “the Proper Authorities”?
Checklist for Reporting Unethical Behavior
General and Miscellaneous Misconduct Prohibited
General Misconduct and the Paralegal
Sexual Relations with the Client
Stress and Alcohol/Drug Abuse
Sexual Harassment
Proof of Unfit Character
Rule #1 Wrap Up
Rule #1 Review Questions
Rule #2 — Preserve the Confidences and Secrets of the Client
Keep the Client’s Secrets
What is “Confidential”?
Attorney/Client Privilege is Different
When is it Okay to Disclose Confidential Information?
Some Stuff That Happens is Not Confidential
One More Time: Attorney/Client Privilege is Different
Work Product is Confidential and Privileged
Technology & Confidentiality
Client Files and Confidentiality
Rule #2 Wrap Up
Rule #2 Review Questions
Rule #3 — Get and Stay Competent
What the Codes and Rules Say About Competence
Protection of the Public is the Goal
Minimum Standards
Professional Negligence
Competence in a Specific Area
Examples of Negligence
Negligent Disregard for the Client
Good Faith as a Defense
Standard of Care
Statute of Limitations in Negligence Actions
Professional Negligence Liability Insurance
Liability for Others
Rule #3 Wrap Up
Rule #3 Review Questions
Rule #4 — Charge Only Fair Fees
Fee Agreements with Clients
Contingency Fees
Hourly Billing
Other Billing Methods
Other Fee Agreement Terms — Retainers
Pro Bono Work
Recovery of Fees From the Client
Recovery of Fees From the Other Side
Referral Fees
Client Files and Fees
Rule #4 Wrap Up
Rule #4 Review Questions
Rule #5 — Make Legal Services Available
Access to Justice
Access to Information
Advertising
Advertising and the Paralegal
Bad Solicitation
Good Solicitation
Corporate Clients and Solicitation
Technology and Solicitation
Direct Mail
Mass Disasters
Rule #5 Wrap Up
Rule #5 Review Questions
Rule #6 — Represent Each Client with Zeal and Dedication
Due Process as Our Cornerstone
Due Process Requirements to the Client
Due Process Requirement to the System
Where is the Boundary of the Law?
Suppressing Evidence
Fabricating Evidence
Inducing a Witness to Testify Falsely
Allowing a Witness to Testify Falsely
Making False Documents
The Practice of Deceit
Deceit is Discovery
Employees and Deceit
Harassing Jurors
Overpaying Experts
Courtesy to Opposing Counsel
Communication with Opposing Counsel
Rule #6 and the Court
Courtesy to the Court
Give the Court Only Truthful Statements
Give the Court All of the Law
Lying to the Court and Dicta
File Only Righteous Claims with the Court
Gifts to Judges
Prosecutor’s Role to Seek Justice Contrasted
Rule #6 Wrap Up
Rule #6 Review Questions
Rule #7 — Don’t Practice Law Without a License
What is the UPL?
Why Should Only Lawyers Practice Law?
Why Should We Care?
We Really Do Know What the Practice of Law is
Prohibitions on the Practice of Law by Non-Attorneys
Representing Other as UPL
Preparing Legal Documents as UPL
Advising Other and Books and Kits as UPL
What is Not UPL
Overlapping Functions — Not UPL
“Incidental to” — Not UPL
Doing Your Job — Not UPL
What About Disbarred or Suspended Lawyers?
Prohibitions Under Scrutiny
What is the Effect of UPL?
Exceptions to General UPL Rules
What is Definitely Not “Giving Legal Advice” — The Conduit Theory
Corporations and UPL
Lawyers Aiding UPL
Improper Supervision
Improper Division of Fees
Improper Business Relationships
The Lawyer’s Responsibility for Non Lawyer Personnel
Supervision and Hiring
Delegation
Misrepresentation
Enforcement and UPL Regulations
Rule #7 Wrap Up
Rule #7 Review Questions
Rule #8 — Be Loyal to Each and Every Client
What is the Duty of Loyalty?
Your Outside Interests Divide Your Loyalty
Overreaching for Fraud
Transaction in Good Faith
Witness
Champerty
Friends
Publicity Rights
Gifts
Multiple Clients Divide Your Loyalty
Seller and Purchaser
Insured and Insurer
Husband and Wife
Debtor and Creditor
Representation of Corporations
Joint Representation of Criminal Defendants
What Others May Want
Who’s Paying the Tab?
Rule #2 Creates Conflicts of Interest
Presumption of Conflict
Who is Disqualified?
Preventing Disqualification
Ethical Wall Theory
Waiver of Conflict by Client
Appropriate Action and Possible Penalties
Rule # 8 Wrap Up
Rule #8 Review Questions
Rule #9 — Work to Improve the Legal System
Make the Law Safe
Assist in Changing the Law
Simplify/Simplify
Public Pro Bono Work
The Unsavory Client
Report Misconduct
Improper Use of the Law
Criticism of the Judicial System
One Last Word About Integrity
Serve in Public Offices
Rule #9 Wrap Up
Rule #9 Review Questions
Rule #10 — Don’t Even Think About It
Avoid the Appearance of Impropriety
Conflict of Interest
Exaggeration and Zeal
Protecting the Public Trust
Client Money and Trust Accounts
Relationship with the Bench
Rule #10 Wrap Up
Rule #10 Review Questions