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Elements of Sonata Theory: Norms, Types, and Deformations in the Late-Eighteenth-Century Sonata » (1st Edition)

Book cover image of Elements of Sonata Theory: Norms, Types, and Deformations in the Late-Eighteenth-Century Sonata by James Hepokoski

Authors: James Hepokoski
ISBN-13: 9780195146400, ISBN-10: 0195146409
Format: Hardcover
Publisher: Oxford University Press, USA
Date Published: June 2006
Edition: 1st Edition

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Author Biography: James Hepokoski

James Hepokoski is Professor of Music at Yale University. His research interests include nineteenth- and twentieth-century music, musical form, hermeneutics, and historiography.

Warren Darcy is Professor of Music Theory at Oberlin College Conservatory. His book Wagner's Das Rheingold (Oxford, 1993) won the Society for Music Theory's Wallace Berry Award in 1995.

Book Synopsis


Elements of Sonata Theory is a comprehensive, richly detailed rethinking of the basic principles of sonata form in the decades around 1800. This foundational study draws upon the joint strengths of current music history and music theory to outline a new, up-to-date paradigm for understanding the compositional choices found in the instrumental works of Haydn, Mozart, Beethoven, and their contemporaries: sonatas, chamber music, symphonies, overtures, and concertos. In so doing, it also lays out the indispensable groundwork for anyone wishing to confront the later adaptations and deformations of these basic structures in the nineteenth and earlier twentieth centuries.

Combining insightful music analysis, contemporary genre theory, and provocative hermeneutic turns, the book brims over with original ideas, bold and fresh ways of awakening the potential meanings within a familiar musical repertory. Sonata Theory grasps individual compositions-and each of the individual moments within them-as creative dialogues with an implicit conceptual background of flexible, ever-changing historical norms and patterns. These norms may be recreated as constellations "compositional defaults," any of which, however, may be stretched, strained, or overridden altogether for individualized structural or expressive purposes. This book maps out the terrain of that conceptual background, against which what actually happens-or does not happen-in any given piece may be assessed and measured.

The Elements guides the reader through the standard (and less-than-standard) formatting possibilities within each compositional space in sonata form, while also emphasizing the fundamental role played by processes of large-scale circularity, or "rotation," in the crucially important ordering of musical modules over an entire movement. The book also illuminates new ways of understanding codas and introductions, of confronting the generating processes of minor-mode sonatas, and of grasping the arcs of multimovement cycles as wholes. Its final chapters provide individual studies of alternative sonata types, including "binary" sonata structures, sonata-rondos, and the "first-movement form" of Mozart's concertos.

Table of Contents

1Contexts3
2Sonata form as a whole : foundational considerations14
3The medial caesura and the two-part exposition23
4The continuous exposition51
5The primary theme (P)65
6The transition (TR)93
7The secondary theme (S) and essential expositional closure (EEC) : initial considerations117
8S-complications : EEC deferral and apparent double medial caesuras (TMB)150
9The closing zone (C)180
10The development (developmental space)195
11The recapitulation (recapitulatory space; recapitulatory rotation)231
12Non-normative openings of the recapitulatory rotation : alternatives and deformations255
13Parageneric spaces : coda and introduction281
14Sonata form in minor keys306
15The three- and four-movement sonata cycle318
16Sonata types and the type 1 sonata343
17The type 2 sonata353
18Rondos and the type 4 sonata388
19The type 5 sonata : fundamentals430
20The type 5 sonata : Mozart's concertos (R1: the opening ritornello)469
21The type 5 sonata : Mozart's concertos (solo and larger expositions : solo 1 + ritornello 2)496
22The type 5 sonata : Mozart's concertos (development and recapitulation : from solo 2 through ritornello 4)563
App. 1Some grounding principles of sonata theory603
App. 2Terminology : "rotation" and "deformation"611

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