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Auditing for Managers: The Ultimate Risk Management Tool »

Book cover image of Auditing for Managers: The Ultimate Risk Management Tool by Jennifer M. Pickett

Authors: Jennifer M. Pickett, K. H. Spencer Pickett
ISBN-13: 9780470090985, ISBN-10: 0470090987
Format: Paperback
Publisher: Wiley, John & Sons, Incorporated
Date Published: February 2005
Edition: (Non-applicable)

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Author Biography: Jennifer M. Pickett

K.H. Spencer Pickett is a Course Director at CPMS, in Ascot, Berkshire, where he is responsible for training programmes on internal audit, corporate governance and risk management. Spencer is a member of the Chartered Association of Certified Accountants, Institute of Internal Auditors, Certified Fraud Examiners and Chartered Institute of Personnel and Development.

Jennifer M. Pickett is currently a senior Project Manager in a large organization, having previously been the Business Planning and Assurance Manager responsible for coordinating the corporate risk register.

Book Synopsis

This resource for managers and review teams provides guidelines for self-audit risk management, compliance reviews, and formal disclosure reporting, and takes the techniques for performing audit reviews into the arena of business risk management and controls. It features a business assurance tool called A4M99: Auditing for Managers Based on 99 Key Values. Other features include; a jargon-free "how to" format; coverage of various audits including management audits, formal investigations and control risk self-assessments; and a set of standards that can be adapted by managers from all types of organizations to help develop a systematic way of performing internal reviews. Annotation ©2004 Book News, Inc., Portland, OR

Table of Contents

1Why auditing?1
2The wider governance context29
3Basic risk concepts57
4Different audit approaches95
5The manager's initial audit121
6The team's initial audit155
7The manager's initial investigation181
8Successful risk management209
9Achieving the cultural shift231
10Reporting results257
11So, why auditing?289
App. AManager's initial audits standards and guidance315
App. BTeam initial audits standards and guidance321
App. CManager's initial investigations standards and guidance329
App. DChecking your progress - your score335
App. EStaff surveys339

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